NB GLOBAL FLOATING RATE INCOME FUND (NBLS) Shares

ABOUT NB GLOBAL FLOATING RATE INCOME FUND

The NB Global Floating Rate Income Fund is a closed-ended investment company, established in 2011 under the management of investment company Neuberger Berman.

The latter company has a history dating back to 1939, when it was founded with the singular objective of delivering investment results over the long term. Today Neuberger Berman manages a range of equity, fixed income, private equity and hedge fund strategies on behalf of institutions, advisors and individual investors worldwide. The company uses a selective investment approach to create a highly diversified global portfolio.

Neuberger Bergman’s portfolio consists of 150- 200 senior secured floating rate loans with selective use of senior secured bonds, diversified across at least 20 industry sectors. Its investment team of four managers and over 15 analysts monitors this portfolio using the Neuberger Berman proprietary research platform.

NB Global Floating Rate Income Fund Limited, known as the “Fund”, targets income generation with the objective of preserving investors’ capital and providing protection against rising interest rates.

The Fund’s management team, consisting of Joseph Lynch, Stephen Casey, Vivek Bommi, and Simon Matthews, seeks to generate returns by investing in a global portfolio of below investment grade senior secured corporate loans with selective use of senior secured bonds, diversified by both borrower and industry.

OVERVIEW OF NB GLOBAL FLOATING RATE INCOME FUND

• The NB Global Floating Rate Income Fund is managed by experienced portfolio managers with an average 22 years’ industry experience, backed by what is considered to be one of the largest and most experienced credit teams in the industry. Neuberger Berman has a large team of 173 fixed income investment professionals, with total fixed income assets of US Dollar 154 billion.

• To date, the Fund has managed to maintain a relatively stable operating performance of underlying issuers despite recent market volatility. To this end, the Fund’s portfolio is well-positioned to provide downside protection as market volatility rises while being able to tactically take advantage of the increased volatility to add to issuers/securities with stable to improving fundamentals and valuations.

• Its management company, Neuberger Berman, has more than 600 investment professionals based in 18 portfolio management centres, with US Dollar 339 billion of assets under management. Its client segment consists of 68% institutional clients, 18% intermediary clients, and 14% of a high net worth.

• Its regional distribution comprises 66% of operations in the Americas, 20% in the Asia Pacific, and 14% in Europe and the Middle East.

VISION & VALUES OF NB GLOBAL FLOATING RATE INCOME FUND

• NB Global Floating Rate Income Fund‘s values are reflected in its investment strategy of environmental, social and governance characteristics, which the company refers to as “ESG factors”.

• The company believes that the implementation of these values is both a fundamental driver of long-term growth and a means of providing investors with the confidence that their portfolios have a positive impact in the markets where they operate.

• To this end, the company’s broader responsibilities include approving new investment strategies that formally integrate ESG factors or social/environmental impact objectives as part of their investment process; monitoring the ESG-related aspects of existing investment strategies; and listening to clients and anticipating their evolving ESG-related needs and objectives.

• The company also integrates a climate-related corporate strategy which covers investment risk and opportunity, while protecting its clients’ assets from material climate-related risks.

MARKET PERFORMANCE OF NB GLOBAL FLOATING RATE INCOME FUND

• NB Global Floating Rate Income Fund currently trades on the Financial Times Stock Exchange (FTSE), where investors can buy shares under the stock symbol NBLS.

• Data from the Fund’s 2019 financial analysis shows a gross of fee return for the 3rd quarter of 1.42%, which outperformed the S&P/LSTA Leveraged Loan Index (the “Index”) return of 0.99%. The Fund aims to provide its shareholders with regular dividends, at levels that are sustainable.

• In any financial year, the dividends paid will be equal to the cash income the Company receives minus its running costs paid in that year, subject to the solvency test prescribed by the Companies Law.

• To date, the Fund has delivered a stable share price despite market volatility, making this a strong long-term buy-in for investors who choose to purchase shares.

Buy NB GLOBAL FLOATING RATE INCOME FUND stocks / shares – A Step by Step Guide how to Buy / Purchase NB GLOBAL FLOATING RATE INCOME FUND Stocks or Shares online.

Before buying any stock or share one has to consider a few factors.

STEP 1: PROPER RESEARCH IS ESSENTIAL

Upon deciding you want to buy NB GLOBAL FLOATING RATE INCOME FUND Stocks / Shares, it is critical for the serious investor to do proper research into the said company. Its values should align with those of the investor’s current portfolio. An investor needs to familiarise himself with the basics and history of the company, as well as its leadership and performance in the market. Its company reports should also be scrutinized.

Consultation with a brokerage firm can also assist in determining whether investing in a specific company will complement the investor’s current portfolio. The investment “risk ladder”, which identifies asset classes based on their relative riskiness, is another useful tool when determining which company’s stock / share is the best to buy.

STEP 2: CALCULATE THE AMOUNT OF INVESTMENT IN NB GLOBAL FLOATING RATE INCOME FUND STOCKS / SHARES

It is important for an investor to monitor his total investment in stock in order to keep his portfolio aligned to his investment strategy. The overall value of his holdings will change with the fluctuation in stock prices, which can throw his portfolio off balance. To determine the amount to invest, multiply the number of shares of each stock by its current market price to determine the total investment in that specific stock. For example, if you own 100 shares of a US Dollar 5 stock, multiply 100 by US Dollar 5 to get US Dollar 500.

STEP 3: DECIDE ON THE STOCK / SHARE ORDER TYPE

Investors can choose from a market order, a limit order, a stop order (also referred to as a stop-loss order) or a buy/sell stop order. It is important to familiarise yourself with each type’s pros and cons before deciding which one will suit your current stock profile best. An investor should be guided in this choice by his investment objective.

STEP 4: OPEN A BROKERAGE ACCOUNT

A brokerage account – also known as taxable investment account – is similar to a retirement account, but more flexible. Where a retirement account has limitations on the amount of money that can be contributed annually, and restrictions on when funds can be withdrawn, a brokerage account is more flexible. The latter has no income or contribution limit and the investor can withdraw his money at any given time. This flexibility, together with its potential investment gains, makes a brokerage account more attractive to serious investors. Brokerage accounts are ideal for goals or savings that are further than five years away, but closer than retirement. It can also supplement an investor’s emergency savings.

STEP 5: COMMIT AND PURCHASE NB GLOBAL FLOATING RATE INCOME FUND STOCKS / SHARES

Lastly, commit to the stock. Pro Tip: Monitor the value of your stock to ensure you have a growing stock value and dividend pay-out.  Regularly check the share price online to ensure your investment delivers a positive return on investment. You are now a proud owner of NB GLOBAL FLOATING RATE INCOME FUND stocks / shares.

5 Questions to ask yourself before purchasing any stocks or shares.

1. Is it the best time to buy this stock / share?
2. Should I buy NB GLOBAL FLOATING RATE INCOME FUND stocks / shares in the current economic climate?
3. Can I afford to buy this stock / share?
4. What is the forecast of the stock / share growth?
5. What is the current price per earning ration on the stock / share?